Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Albert? Claim Your ProfileAlbert J. Jennings has been in the industry since July 19, 2019 and is currently registered with J.P. Morgan Securities LLC in Illinois and Texas. Albert J. Jennings is also registered as an Investment Advisor Representative in Illinois and Texas. Albert J. Jennings previously worked at BMO Nesbitt Burns Corp. in Chicago, IL and MML Investors Services, Inc. in Springfield, MA. Albert J. Jennings has passed the Series 6, Series 7TO, Series 63 and Series 66 exams and is registered in 53 states and the District of Columbia as a Broker. Albert J. Jennings holds an active Series 66 registration. Albert J. Jennings has also passed the Securities Industry Essentials Examination. Albert J. Jennings is a licensed agent for J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IL
08/02/2023 - Present
J.p. Morgan Securities LLC (CHICAGO IL)
IL
11/13/1998 - 01/12/2001
BMO NESBITT BURNS CORP. (CHICAGO IL)
MA
09/09/1997 - 02/19/1998
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BOTH
Issued 12/10/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/05/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/02/2022
Series 7TO - General Securities Representative Examination
BC
Issued 05/28/2021
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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