Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Albert? Claim Your ProfileAlbert Howard Wheeler is a registered investment advisor representative with Janney Montgomery Scott LLC. Wheeler has been in the financial services industry for over 50 years. Wheeler holds Series 1, 7TO, 63 and 66 licenses. Wheeler is registered in 24 states including Arizona, California, Colorado, Connecticut, Delaware, Florida, Georgia, Louisiana, Maine, Maryland, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Texas, Vermont, and Virginia. Wheeler's primary office is located at 4140 PARKLAKE AVENUE, GLENLAKE ONE, SUITE 300 in RALEIGH, NC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NC
09/13/2017 - Present
Janney Montgomery Scott LLC (RALEIGH NC)
NA
06/17/1975 - 10/13/1982
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
02/17/1970 - 06/29/1975
THOMSON MCKINNON SECURITIES INC.
BOTH
Issued 07/05/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/04/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/1977
PC - AMEX Put and Call Exam
BC
Issued 04/29/1968
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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