Unclaimed
Albert McNorton is an investment advisor representative with Mariner Wealth. Albert has over 30 years of experience in the financial services industry. Albert has held previous positions with Oppenheimer & Co. Inc., Wells Fargo Advisors, LLC, Citigroup Global Markets Inc., A. G. Edwards & Sons, Inc., CPA Financial Advisers, Inc., Lockwood Financial Services, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Albert holds the Series 7, Series 9, Series 10, Series 63 and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Family office services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
12/16/2024 - Present
Mariner Wealth (Sarasota FL)
FL
01/09/2015 - 12/02/2016
OPPENHEIMER & CO. INC. (SARASOTA FL)
FL
03/04/2009 - 01/14/2015
WELLS FARGO ADVISORS, LLC (SEBRING FL)
FL
03/07/2006 - 03/26/2009
CITIGROUP GLOBAL MARKETS INC. (SEBRING FL)
MO
01/28/2003 - 03/14/2006
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
FL
12/18/2000 - 01/23/2003
CPA FINANCIAL ADVISERS, INC. (DAYTONA BEACH FL)
PA
11/12/1998 - 09/21/2000
LOCKWOOD FINANCIAL SERVICES, INC. (MALVERN PA)
NY
09/09/1993 - 11/20/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 10/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/23/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/21/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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