Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Albert? Claim Your ProfileAlbert George Schweiss is a financial professional with over 30 years of experience in the industry. Albert has a broad range of experience, having worked with several firms including TD Ameritrade, Inc., FISERV Brokerage Services, Inc., and Aspen Investment Alliance, Inc. Albert currently works with Northern Lights Distributors, LLC, a firm based in Elkhorn, Nebraska. Albert holds the Series 6, 7, 24 and SIE licenses and is a General Securities Principal.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NE
01/20/2022 - Present
Northern Lights Distributors, LLC (ELKHORN NE)
CO
03/18/2008 - 08/05/2020
TD AMERITRADE, INC. (DENVER CO)
CO
11/15/2000 - 10/29/2007
FISERV BROKERAGE SERVICES, INC. (DENVER CO)
CO
05/08/1995 - 11/28/1998
ASPEN INVESTMENT ALLIANCE, INC. (DENVER CO)
CO
11/14/1991 - 04/01/1995
LUMIERE SECURITIES, INC. (DENVER CO)
CO
08/10/1989 - 05/28/1991
ASPEN INVESTMENT ALLIANCE, INC. (DENVER CO)
NA
06/08/1987 - 06/22/1989
MONARCH SECURITIES, INC.
BC
Issued 07/25/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/1990
Series 7 - General Securities Representative Examination
BC
Issued 06/05/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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