Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Albert? Claim Your ProfileAlbert Marquez is a financial professional with over 20 years of experience in the industry. Albert is currently registered with Fidelity Brokerage Services LLC and holds a variety of licenses, including Series 7, Series 63, Series 4, and Series 3. Albert has previously worked with firms such as E D & F MAN Capital Markets Inc., Avatar Securities, LLC, Raymond James Financial Services, Inc., and Robert Thomas Securities, Inc. Albert is licensed in all 50 states and is committed to providing clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
06/25/2021 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
IL
02/15/2021 - 06/08/2021
E D & F MAN CAPITAL MARKETS INC. (Chicago IL)
NY
05/03/2011 - 01/18/2012
AVATAR SECURITIES, LLC (NEW YORK NY)
FL
01/04/1999 - 08/18/1999
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
FL
06/24/1996 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NA
05/04/1995 - 07/11/1996
DAIN BOSWORTH INCORPORATED
IA
12/13/1994 - 04/04/1995
DICKINSON & CO. (DES MOINES IA)
IL
07/18/1994 - 01/20/1995
LEXINGTON SECURITIES, INC. (CHICAGO IL)
CO
09/23/1993 - 07/21/1994
TAMARON INVESTMENTS, INC. (ENGLEWOOD CO)
BC
Issued 02/27/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/12/2024
Series 4 - Registered Options Principal Examination
BC
Issued 02/15/2021
Series 7TO - General Securities Representative Examination
BC
Issued 01/11/2021
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/2020
Series 3 - National Commodity Futures Examination
BC
Issued 10/25/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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