Unclaimed
Albert Frank Donofrio is an investment advisor representative who has been in the industry since 1989. Albert is currently registered with Empower Advisory Group, LLC, and has previously held positions with a variety of firms, including VALIC Financial Advisors, Inc., LPL Financial LLC, and Essex National Securities, Inc. Albert is licensed in Connecticut, New Jersey, New York, and Pennsylvania. Albert's primary specializations include investments, insurance, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
02/13/2024 - Present
Empower Advisory Group, LLC (ROCKVILLE CTR NY)
NH
10/03/2012 - 02/07/2024
VALIC FINANCIAL ADVISORS, INC. (NASHUA NH)
NY
08/28/2008 - 12/08/2011
LPL FINANCIAL LLC (JERICHO NY)
NY
06/21/2006 - 09/02/2008
ESSEX NATIONAL SECURITIES, INC. (GARDEN CITY NY)
NY
10/05/2005 - 06/21/2006
PFIC SECURITIES CORPORATION (JERICHO NY)
TX
03/24/1998 - 10/05/2005
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
NY
11/10/1997 - 03/24/1998
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NY
07/15/1997 - 11/12/1997
DIME SECURITIES OF NY, INC. (BROOKLYN NY)
TX
02/01/1995 - 01/24/1996
BHCM INC. (HOUSTON TX)
VA
05/21/1991 - 02/01/1995
GNA SECURITIES, INC. (GLEN ALLEN VA)
NA
08/23/1989 - 06/03/1991
HASAN GROWNEY CO. INC.
NA
03/08/1989 - 08/24/1989
ROBYNS CAPITAL CORP.
NY
11/18/1988 - 03/16/1989
INDIVIDUAL'S SECURITIES LTD. (HUNTINGTON NY)
NA
01/04/1988 - 12/13/1988
GREENTREE SECURITIES CORP.
NA
03/09/1987 - 02/03/1988
BROOKS WEINGER ROBBINS & LEEDS INC.
BOTH
Issued 10/09/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/09/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/15/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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