Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Albert? Claim Your ProfileAlbert Francis Stjacques is a financial advisor with over 40 years of experience in the financial industry. Albert Francis Stjacques is a registered representative with UBS Financial Services Inc. Albert Francis Stjacques is also a registered representative with Salomon Smith Barney Inc. and Lehman Brothers Inc. Albert Francis Stjacques has extensive experience in a variety of areas, including securities trading, investment management, and financial planning. Albert Francis Stjacques is dedicated to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
12/16/1998 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NY
07/31/1993 - 12/15/1998
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
04/16/1990 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
01/19/1981 - 04/17/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 02/25/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/23/2004
Series 4 - Registered Options Principal Examination
BC
Issued 05/11/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2014
Series 3 - National Commodity Futures Examination
BC
Issued 06/22/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 01/17/1981
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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