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Albert Francis Carter

Wolverine Trading, LLC

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About Albert Francis Carter

Albert Francis Carter is a securities professional with over 20 years of experience in the industry. Albert is currently registered with Wolverine Trading, LLC and has passed the Series 57TO, SIE, and Series 63 exams. Albert has previously held positions at DIAMOND CARTER TRADING, L.L.C., CARTER FINANCIAL, L.P., and WISSAHICKON FINANCIAL L.L.C. Albert's experience includes positions in the financial industry, particularly in trading and investment.

Firm Information

Albert Carter is currently registered with Wolverine Trading, LLC. Wolverine Trading, LLC is a Limited Liability Company formed on September 14, 2002. The firm has been approved for one SEC registration and is currently active.

Not reported

Assets Under Management

Not reported

Total Clients

7

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Albert Carter’s Registration & Firm History

IL

01/24/2024 - Present

Wolverine Trading, LLC (CHICAGO IL)

NY

09/26/2003 - 07/14/2011

DIAMOND CARTER TRADING, L.L.C. (NEW YORK NY)

PA

06/14/2006 - 03/28/2007

CARTER FINANCIAL, L.P. (PHILADELPHIA PA)

DE

11/25/2003 - 06/10/2004

WISSAHICKON FINANCIAL L.L.C. (WILMINGTON DE)

DE

12/02/2003 - 04/14/2004

WISSAHICKON FINANCIAL L.L.C. (WILMINGTON DE)

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Licenses & Designations

BC

Issued 10/02/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/24/2024

Series 57TO - Securities Trader Exam

BC

Issued 01/05/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Albert Francis Carter.
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