Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Albert? Claim Your ProfileAlbert Egan Smothers is a financial professional with over 20 years of experience in the industry. Albert is currently registered with PFS Investments Inc. Albert's previous registrations include PFS INVESTMENTS INC., INVESCO DISTRIBUTORS, INC., EDWARD JONES, A I M DISTRIBUTORS, INC., A. G. EDWARDS & SONS, INC., PRUCO SECURITIES CORPORATION, EQ FINANCIAL CONSULTANTS, INC. and THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES. Albert holds Series 6, 7, 26, 63 and 66 securities licenses. Albert is registered in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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TX
05/19/2020 - Present
PFS Investments Inc. (HOUSTON TX)
TX
04/14/2018 - 12/31/2019
PFS INVESTMENTS INC. (HOUSTON TX)
TX
06/06/2014 - 12/31/2015
PFS INVESTMENTS INC. (HOUSTON TX)
TX
05/24/2007 - 11/06/2012
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
TX
08/09/2006 - 03/29/2007
EDWARD JONES (HOUSTON TX)
TX
10/22/2000 - 06/15/2006
A I M DISTRIBUTORS, INC. (HOUSTON TX)
MO
01/27/2000 - 10/07/2000
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NJ
09/09/1998 - 04/19/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NY
07/24/1998 - 08/27/1998
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
07/24/1998 - 08/27/1998
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 07/23/2018
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 07/20/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/04/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/08/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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