Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Albert? Claim Your ProfileAlbert Edward Smith is a registered representative with Farmers Financial Solutions, LLC in SANTA CLARA, CA. Albert has been in the industry since February 25, 2016 and holds the Series 6, Series 63, and SIE licenses. Albert was previously registered with Allstate Financial Services, LLC, First Republic Securities Company, LLC, and NYLIFE Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/27/2024 - Present
Farmers Financial Solutions, LLC (SANTA CLARA CA)
CA
10/04/2023 - 03/07/2024
ALLSTATE FINANCIAL SERVICES, LLC (Burlingame CA)
CA
05/16/2022 - 06/22/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (Palo Alto CA)
CA
05/27/2015 - 06/14/2022
NYLIFE SECURITIES LLC (PACIFICA CA)
BC
Issued 08/14/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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