Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Albert? Claim Your ProfileAlbert Carpenter is a financial advisor who has been working in the industry since 1971. Albert has a long history of experience with multiple firms including Paine Webber Incorporated, Legg Mason Wood Walker, Incorporated, and Citigroup Global Markets Inc. Albert is currently registered with Morgan Stanley as a Registered Representative and Investment Advisor Representative in Louisiana and Texas. Albert holds several professional licenses and designations including the Series 63, Series 65, Series 7, Series 10, Series 9, and Series 15. Albert is a well-respected and experienced financial advisor with a proven track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
LA
03/07/2012 - Present
Wealthpenn.comllc (New Orleans LA)
LA
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW ORLEANS LA)
MD
05/16/1995 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NJ
01/31/1980 - 05/17/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
08/23/1973 - 01/31/1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
NA
08/05/1971 - 09/17/1973
SCHARFF & JONES, INC.
IA
Issued 1/5/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/13/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 9/19/1984
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 1/2/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/26/1987
Series 15 - Foreign Currency Options Examination
BC
Issued 9/26/1985
Series 5 - Interest Rate Options Examination
BC
Issued 9/2/1977
PC - AMEX Put and Call Exam
BC
Issued 8/3/1971
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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