Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Albert? Claim Your ProfileAlbert Chao is a financial professional with over 5 years of experience in the industry. He has worked for various firms including Houlihan Lokey Capital, Inc., Barclays Capital Inc., and Keefe, Bruyette & Woods, Inc., bringing a breadth of experience to his current role at Galaxy Digital Partners LLC. Albert has a Series 63 and Series 79 license, as well as the Securities Industry Essentials (SIE) exam, and is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/13/2019 - Present
Galaxy Digital Partners LLC (New York NY)
NY
07/26/2018 - 01/23/2019
HOULIHAN LOKEY CAPITAL, INC. (NEW YORK NY)
NY
09/22/2015 - 06/20/2018
BARCLAYS CAPITAL INC. (NEW YORK NY)
IL
05/15/2015 - 08/21/2015
KEEFE, BRUYETTE & WOODS, INC. (CHICAGO IL)
BC
Issued 06/12/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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