Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Albert? Claim Your ProfileAlbert Caiazzo is a financial advisor with over 30 years of experience in the industry. Albert is currently registered with Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC. Albert has a wide range of experience in the financial services industry, including previous roles at FIRST CLEARING, LLC, WEXFORD CLEARING SERVICES, LLC and PRUDENTIAL SECURITIES INCORPORATED. Albert holds several licenses and certifications including Series 7, 9, 10, 63, 99TO and SIE. Albert is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
05/03/2022 - Present
Wells Fargo Advisors Financial Network, LLC (ST. LOUIS MO)
MO
10/15/2004 - 11/11/2016
FIRST CLEARING, LLC (ST. LOUIS MO)
NY
11/15/1995 - 03/22/2005
WEXFORD CLEARING SERVICES, LLC (NEW YORK NY)
NY
01/26/1984 - 01/19/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 12/10/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/01/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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