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Albert C Erni

KEY Investment Services LLC

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About Albert C Erni

Albert Erni is a financial advisor in Tonawanda, New York. Albert Erni has been in the industry since 2001 and has been associated with KEY Investment Services LLC since March 2017. Albert Erni is also registered with the state of New York. Albert Erni is a registered representative with FINRA and the state of New York. Albert Erni has passed the Series 63, Series 66, Series 7 and Series 24 exams. Albert Erni's firm is KEY Investment Services LLC.

Firm Information

Albert Erni is currently registered with KEY Investment Services LLC. KEY Investment Services LLC is an investment advisor registered with the SEC and in 51 states. Established in 2005, the firm provides portfolio management for individuals and other clients, including high-net-worth individuals, charitable organizations, pension plans, and corporations. KEY Investment Services LLC manages assets between $1 billion and $10 billion and offers wrap fee programs. The firm's primary office is located in Brooklyn, OH.
KEY Investment Services LLC

4900 TIEDEMAN ROAD

BROOKLYN, OH 44144

$4.19B

Assets Under Management

Not reported

Total Clients

1,040

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Albert Erni’s Registration & Firm History

NY

03/26/2021 - Present

KEY Investment Services LLC (Tonawanda NY)

NY

01/02/2013 - 09/08/2016

MORGAN STANLEY (BUFFALO NY)

NY

06/23/2009 - 10/05/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BUFFALO NY)

NY

11/12/2008 - 01/13/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BUFFALO NY)

MD

07/03/2006 - 04/04/2008

M&T SECURITIES, INC. (BALTIMORE MD)

NY

09/22/1999 - 07/03/2006

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

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Licenses & Designations

BOTH

Issued 04/03/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/14/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/25/2000

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/20/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Albert C Erni.
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