Unclaimed
Albert Bernal Spangler is a financial advisor who has been in the industry since December 1994. Albert is currently registered with GWN Securities Inc. and has been with the firm since February 2022. Albert has previously worked at R.M. STARK & CO., INC., AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC., ROYAL ALLIANCE ASSOCIATES, INC., COMMONWEALTH FINANCIAL NETWORK, FIRST MONTAUK SECURITIES CORP., 1717 CAPITAL MANAGEMENT COMPANY, and INVESTACORP, INC. Albert is licensed to sell securities in Florida, New Jersey, Pennsylvania, South Carolina, and Virginia. Albert is also licensed to provide investment advice in New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
In lieu of hourly fee, ia can charge a flat fee
1
2
NJ
02/28/2022 - Present
GWN Securities Inc. (ISELIN NJ)
FL
01/05/2016 - 02/28/2022
R.M. STARK & CO., INC. (LAKE WORTH BEACH FL)
NJ
07/05/2011 - 01/11/2016
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (TOMS RIVER NJ)
NJ
09/16/2010 - 07/07/2011
ROYAL ALLIANCE ASSOCIATES, INC. (LAKEWOOD NJ)
NJ
12/01/1999 - 08/18/2010
COMMONWEALTH FINANCIAL NETWORK (PINE BEACH NJ)
NJ
01/03/1997 - 12/01/1999
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
DE
01/16/1996 - 01/02/1997
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
FL
11/15/1994 - 01/01/1996
INVESTACORP, INC. (MIAMI FL)
BC
Issued 03/22/2000
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/01/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/1999
Series 7 - General Securities Representative Examination
BC
Issued 11/14/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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