Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Albert? Claim Your ProfileAlbert Arthur Maruri is a financial advisor with Janus Henderson Distributors US LLC. Albert has been in the industry since 2005 and holds the Series 6, 7, 63 and 65 licenses as well as the SIE. Albert is registered in California, Colorado, Florida, and Puerto Rico. Albert was previously registered with Delaware Distributors, L.P., Lincoln Financial Distributors, Inc., and Planco Financial Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
02/09/2016 - Present
Janus Henderson Distributors US LLC (DENVER CO)
PA
01/05/2010 - 02/04/2016
DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)
PA
02/02/2007 - 12/31/2009
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
CT
05/02/2005 - 01/18/2007
PLANCO FINANCIAL SERVICES, LLC (HARTFORD CT)
BC
Issued 07/07/2007
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/12/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2012
Series 7 - General Securities Representative Examination
BC
Issued 04/30/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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