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Albert Anthony Napolitano

Oppenheimer & Co. Inc.

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About Albert Anthony Napolitano

Albert Anthony Napolitano is a registered representative with Oppenheimer & Co. Inc. Albert Anthony Napolitano has been in the industry since May 1, 1990. Albert Anthony Napolitano has been registered with Oppenheimer & Co. Inc. since July 2, 2010. Prior to Oppenheimer & Co. Inc., Albert Anthony Napolitano was registered with Dean Witter Reynolds Inc. and V P Securities, Inc.. Albert Anthony Napolitano has passed the Series 63, Series 65, Series 7, and SIE exams. Albert Anthony Napolitano has specializations in fixed income, mutual funds, stocks, variable annuities, insurance, and retirement planning. Albert Anthony Napolitano is also a co-executor for the estate of Anna Zuchiewicz. Albert Anthony Napolitano is registered in California, Connecticut, Florida, Maine, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, and Vermont.

Firm Information

Albert Napolitano is currently registered with Oppenheimer & Co. Inc.. OPPENHEIMER & CO. INC. is a corporation formed in 1954 and headquartered in NEW YORK, NY. The firm offers financial planning, pension consulting, selection of other advisers, portfolio management for businesses, portfolio management for individuals, and portfolio management for pooled investment vehicles. The firm manages assets of over $1 billion to $10 billion for a diverse clientele that includes individuals, high net worth individuals, retirement plans, corporations, insurance companies, charitable organizations, and state or municipal government entities.
Oppenheimer & Co. Inc.

3 HARDING ROAD

RED BANK, NJ 07701

$27.45B

Assets Under Management

Not reported

Total Clients

1,429

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Albert Napolitano’s Registration & Firm History

NJ

07/02/2010 - Present

Oppenheimer & Co. Inc. (RED BANK NJ)

NY

02/12/1991 - 08/04/1997

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NA

02/21/1990 - 02/11/1991

V P SECURITIES, INC.

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Licenses & Designations

IA

Issued 7/1/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/10/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/17/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Albert Anthony Napolitano.
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