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Albert Anthony Bruno

Tradition Securities AND Derivatives LLC

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About Albert Anthony Bruno

Albert Anthony Bruno is a securities professional with over 20 years of experience in the industry. Currently, Albert is registered with Tradition Securities And Derivatives LLC, in New York. Albert has held previous positions at GFI Securities LLC, Burlington Capital Markets Inc., UBS Warburg LLC, PaineWebber Incorporated, and Lynch & Mayer Securities Corp. Albert holds Series 7, Series 55, SIE, and Series 57TO licenses.

Firm Information

Albert Bruno is currently registered with Tradition Securities AND Derivatives LLC. Tradition Securities AND Derivatives LLC is a Limited Liability Company formed on March 30, 1989. The firm is registered with the SEC and in 44 states.

Not reported

Assets Under Management

Not reported

Total Clients

73

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Albert Bruno’s Registration & Firm History

NY

11/06/2017 - Present

Tradition Securities AND Derivatives LLC (New York NY)

NY

04/27/2004 - 08/16/2017

GFI SECURITIES LLC (NEW YORK NY)

NY

02/02/2004 - 04/19/2004

BURLINGTON CAPITAL MARKETS INC. (NEW YORK NY)

NY

10/15/2001 - 02/04/2002

BURLINGTON CAPITAL MARKETS INC. (NEW YORK NY)

NY

12/04/2000 - 02/20/2001

UBS WARBURG LLC (NEW YORK NY)

NJ

05/08/1999 - 01/19/2001

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NY

07/12/1996 - 04/06/1999

LYNCH & MAYER SECURITIES CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/18/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/22/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/06/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Albert Anthony Bruno.
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