Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Albert? Claim Your ProfileAlbert Andrew Smith is a financial advisor with Osaic Institutions, Inc. Albert has been in the financial services industry since 1993 and has experience working with a variety of clients, including individuals, corporations, and charitable organizations. Albert holds several licenses and certifications, including Series 7, 6, 63, 65, and 24.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
01/04/2024 - Present
Osaic Institutions, Inc. (West Roxbury MA)
MA
03/16/2018 - 09/14/2023
INFINEX INVESTMENTS, INC. (WEYMOUTH MA)
MA
09/19/2012 - 03/15/2018
SANTANDER SECURITIES LLC (HALIFAX MA)
MA
05/27/2008 - 09/19/2012
LPL FINANCIAL LLC (KINGSTON MA)
MA
07/23/2004 - 05/27/2008
IFMG SECURITIES, INC. (MATTAPAN MA)
CT
07/24/2001 - 07/23/2004
INFINEX INVESTMENTS, INC. (MERIDEN CT)
NY
08/21/2000 - 07/24/2001
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
MA
05/31/1996 - 08/17/2000
BANKBOSTON INVESTOR SERVICES, INC. (BOSTON MA)
NY
09/08/1993 - 08/29/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MA
10/22/1992 - 07/30/1993
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
10/22/1992 - 07/30/1993
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 08/04/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/17/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/29/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/1993
Series 7 - General Securities Representative Examination
BC
Issued 10/20/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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