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Albert Alexander Ruas

Cambridge Investment Research Advisors, Inc.

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About Albert Alexander Ruas

Albert Alexander Ruas is a financial advisor at Cambridge Investment Research Advisors, Inc. Albert Alexander Ruas has been in the industry since September 1985. Albert Alexander Ruas is licensed in Connecticut, Florida, Illinois, New Jersey, New York, South Carolina and Virginia. Albert Alexander Ruas has worked for several other firms, including OSAIC FA, INC., MetLife Securities Inc., NEXT FINANCIAL GROUP, INC., ROYAL ALLIANCE ASSOCIATES, INC., JANNEY MONTGOMERY SCOTT INC., CHEMICAL INVESTMENT SERVICES CORP., LIBERTY SECURITIES CORPORATION, INVEST FINANCIAL CORPORATION, CITICORP INVESTMENT SERVICES, CITICORP FINANCIAL SERVICES,INC., LANDMARK BROKERAGE SERVICES, INC., DEAN WITTER REYNOLDS INC. and BLINDER, ROBINSON & CO., INC. Albert Alexander Ruas is also a registered investment advisor representative in New York.

Firm Information

Albert Ruas is currently registered with Cambridge Investment Research Advisors, Inc.. Cambridge Investment Research Advisors, Inc. is an investment advisor with over 3,000 licensed agents and registered representatives. Based in Fairfield, Iowa, the firm provides a range of advisory services including financial planning, pension consulting, educational seminars, and market timing services. Their client base encompasses high-net-worth individuals, individuals other than high-net-worth, pension and profit-sharing plans, and state or municipal government entities. The firm manages approximately $87.37 billion in assets under management.
Cambridge Investment Research Advisors, Inc.

1776 PLEASANT PLAIN RD.

FAIRFIELD, IA 52556-8757

$87.37B

Assets Under Management

71,763

Total Clients

3,513

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitation fees from 3rd party money managers

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Albert Ruas’s Registration & Firm History

NY

08/02/2024 - Present

Cambridge Investment Research Advisors, Inc. (Mamaroneck NY)

NY

04/23/2014 - 08/01/2024

OSAIC FA, INC. (JERICHO NY)

NY

08/20/2012 - 04/25/2014

METLIFE SECURITIES INC. (ELMSFORD NY)

NY

01/18/2008 - 08/20/2012

NEXT FINANCIAL GROUP, INC. (MAMARONECK NY)

NY

03/22/1999 - 01/24/2008

ROYAL ALLIANCE ASSOCIATES, INC. (MOUNT KISCO NY)

AZ

11/25/1996 - 01/13/1999

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

PA

09/07/1994 - 10/23/1996

JANNEY MONTGOMERY SCOTT INC. (PHILADELPHIA PA)

NA

08/01/1994 - 09/13/1994

CHEMICAL INVESTMENT SERVICES CORP.

NY

06/01/1993 - 08/01/1994

LIBERTY SECURITIES CORPORATION (PURCHASE NY)

WI

10/20/1992 - 05/28/1993

INVEST FINANCIAL CORPORATION (APPLETON WI)

NY

06/01/1992 - 10/07/1992

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

NA

12/19/1990 - 06/01/1992

CITICORP FINANCIAL SERVICES,INC.

NA

05/31/1990 - 11/05/1990

LANDMARK BROKERAGE SERVICES, INC.

NY

09/24/1987 - 03/10/1990

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NA

02/05/1985 - 10/06/1987

BLINDER, ROBINSON & CO., INC.

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Licenses & Designations

BC

Issued 01/11/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/15/1984

Series 7 - General Securities Representative Examination

BC

Issued 12/23/1981

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Albert Alexander Ruas. Review regulatory record here.
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