Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Albert? Claim Your ProfileAlbert A. Kapigian is a financial advisor who has been in the industry since 1973. Albert is currently registered with UBS Financial Services Inc. and has been with the firm since March 2013. Albert has previously held positions at Morgan Stanley, Citigroup Global Markets Inc., Drexel Burnham Lambert Incorporated, and Drexel Burnham & Co. Incorporated. Albert holds several industry licenses and designations, including Series 63, Series 8, Series 7TO, SIE, Series 15, and Series 1.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
03/28/2013 - Present
UBS Financial Services Inc. (PARAMUS NJ)
NJ
06/01/2009 - 04/12/2013
MORGAN STANLEY (PARAMUS NJ)
NJ
05/22/1989 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PARAMUS NJ)
NA
06/30/1981 - 05/22/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
02/06/1976 - 01/06/1977
DREXEL BURNHAM & CO. INCORPORATED
NA
04/11/1969 - 02/06/1976
DREXEL BURNHAM & CO. INCORPORATED
BC
Issued 01/14/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/24/1983
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 07/21/1961
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Albert Kapigian is the right advisor for you? Invested Better is here to help.
