Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Albert? Claim Your ProfileAlbert Duplace jr. is an investment advisor representative with PNC Investments. Albert has been working in the financial services industry for over 30 years, holding a series of positions at various firms. Albert has been registered with the state of Ohio since March 2024. Albert is also a registered investment advisor. Albert currently holds the Series 63, Series 65, Series 7, Series 8, Series 9, Series 10, and SIE licenses. Albert holds a specialization in other, institutional clients, and private wealth management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
OH
03/27/2024 - Present
PNC Investments (CINCINNATI OH)
OH
10/19/2016 - 03/27/2024
PRUCO SECURITIES, LLC. (CINCINNATI OH)
OH
07/09/2015 - 10/04/2016
ALLSTATE FINANCIAL SERVICES, LLC (Cincinnati OH)
OH
06/01/2009 - 09/15/2014
MORGAN STANLEY (CINCINNATI OH)
OH
02/13/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (CINCINNATI OH)
OH
07/21/2000 - 02/18/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CINCINNATI OH)
MD
12/24/1996 - 07/26/2000
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
FL
09/21/1994 - 09/19/1996
RINGLER FINANCIAL SERVICES, INC. (ORLANDO FL)
NY
07/23/1992 - 07/21/1994
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
11/16/1983 - 04/04/1989
MANEQUITY, INC.
NA
05/18/1981 - 01/10/1984
M. L. HARRIS & CO.
BC
Issued 10/11/1993
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/02/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/23/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/28/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/16/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 07/21/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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