Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alben? Claim Your ProfileAlben Zane Portnoy is an active investment advisor representative registered with &partners and has been working in the financial services industry since October 31, 1976. Alben Zane Portnoy holds Series 3, 7, 8, 9, 10, 63, and 65 licenses, and has held other past registrations with various firms. Currently, Alben Zane Portnoy is registered in 26 states, including New Jersey, Texas, Arizona, California, Colorado, Delaware, District of Columbia, Florida, Georgia, Illinois, Indiana, Maryland, Massachusetts, Missouri, Nevada, New Hampshire, New York, North Carolina, Ohio, Oregon, Pennsylvania, Rhode Island, South Carolina, Virginia, West Virginia, and Wisconsin. Alben Zane Portnoy is associated with the &partners branch office in Nashville, Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Portfolio manager selection, furnish advice not involving securities, research report services, 1042 portfolio construction
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Trans fee, service charges; 12b-1; money market trls; bdsp
1
2
TN
05/16/2024 - Present
&partners (NASHVILLE TN)
NJ
07/01/2003 - 05/22/2024
WELLS FARGO CLEARING SERVICES, LLC (WESTFIELD NJ)
NY
01/18/1990 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
WI
08/16/1983 - 02/03/1990
INVEST FINANCIAL CORPORATION (APPLETON WI)
NA
01/10/1983 - 07/15/1983
OLDE & CO., INCORPORATED
NA
02/13/1980 - 11/19/1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
09/17/1979 - 01/13/1981
SHEARSON LOEB RHOADES INC.
NA
07/12/1979 - 09/17/1979
LOEB PARTNERS
NA
09/26/1978 - 06/21/1979
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
07/22/1976 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 12/09/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/25/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/17/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/1996
Series 3 - National Commodity Futures Examination
BC
Issued 07/23/1990
PC - AMEX Put and Call Exam
BC
Issued 07/17/1976
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Alben Portnoy is the right advisor for you? Invested Better is here to help.
