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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Albanery? Claim Your ProfileAlbanery Roman is a financial advisor with UBS Financial Services Inc. Albanery has been in the financial industry since 2003. Albanery is registered with FINRA and holds Series 7, 31, and 66 licenses. Albanery is also a registered investment advisor in New Jersey, New York, and Texas. Albanery has worked with UBS Financial Services Inc. since 2010. Albanery has also worked with UBS International Inc., Chase Investment Services Corp., CitiCorp Investment Services, and Morgan Stanley DW Inc. Albanery is on the board of trustees for Phipps Community Development Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
06/21/2021 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
08/20/2008 - 01/01/2010
UBS INTERNATIONAL INC. (NEW YORK NY)
NY
02/03/2005 - 07/20/2006
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
IL
04/02/2003 - 12/31/2004
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
08/09/2002 - 03/26/2003
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
04/24/2000 - 11/12/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 11/06/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 04/21/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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