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Albana Ruli

Cetera Investment Services LLC

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About Albana Ruli

Albana Ruli is a financial advisor with Cetera Investment Services LLC based in Beverly Hills, CA. Albana has been in the financial services industry since 2005. Albana is registered with the state of California.

Firm Information

Albana Ruli is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Albana Ruli’s Registration & Firm History

CA

06/16/2022 - Present

Cetera Investment Services LLC (BEVERLY HILLS CA)

CA

10/11/2005 - 02/08/2022

HSBC SECURITIES (USA) INC. (BEVERLY HILLS CA)

NY

04/27/2004 - 08/26/2004

AXA ADVISORS, LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 03/27/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/26/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Albana Ruli.
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