Unclaimed
Alba Good is a financial professional with over 25 years of experience in the industry. Alba is currently registered with Apollo Global Securities, LLC and Griffin Capital Securities, LLC. Alba's previous registrations include Grubb & Ellis Capital Corporation, Grubb & Ellis Securities, Inc., Essex National Securities, Inc., Financial Network Investment Corporation, Vestax Securities Corporation, Multi-Financial Securities Corporation, Locust Street Securities, Inc., IFG Network Securities, Inc., Primevest Financial Services, Inc., Sentra Securities Corporation, Spider Securities, Inc., Gonow Securities, Inc., Security First Financial, Inc., MetLife Securities Inc., Metropolitan Life Insurance Company, Great Western Financial Securities Corporation, and Gateway Investment Services, Inc. Alba holds several licenses and certifications, including the Series 7, Series 24, Series 27, Series 52, Series 53, Series 63, Series 65, Series 79, Series 99, and SIE exams. Alba has a strong track record of success in the financial services industry and is committed to providing her clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/07/2023 - Present
Apollo Global Securities, LLC (NEW YORK NY)
CA
02/02/2011 - 01/06/2012
GRUBB & ELLIS CAPITAL CORPORATION (SANTA ANA CA)
CA
08/13/2009 - 10/07/2011
GRUBB & ELLIS SECURITIES, INC. (SANTA ANA CA)
CA
03/21/2007 - 07/01/2009
ESSEX NATIONAL SECURITIES, INC. (LOS ANGELES CA)
CA
08/08/2001 - 03/19/2007
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
OH
08/29/2001 - 10/25/2002
VESTAX SECURITIES CORPORATION (HUDSON OH)
CO
08/24/2001 - 10/25/2002
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
IA
08/27/2001 - 10/24/2002
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
GA
09/07/2001 - 10/23/2002
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
MN
08/27/2001 - 10/23/2002
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
AZ
12/22/1999 - 06/01/2001
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
NY
01/26/2001 - 05/29/2001
SPIDER SECURITIES, INC. (NEW YORK NY)
CA
11/20/2000 - 01/02/2001
GONOW SECURITIES, INC. (LOS ANGELES CA)
CA
05/18/1999 - 10/05/1999
SECURITY FIRST FINANCIAL, INC. (NEWPORT BEACH CA)
MA
04/08/1997 - 10/16/1998
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
04/08/1997 - 10/16/1998
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
CA
08/30/1996 - 02/18/1997
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
IL
08/23/1994 - 08/27/1996
GATEWAY INVESTMENT SERVICES, INC. (OAK PARK IL)
IA
Issued 02/05/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/02/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/02/2000
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/05/1994
Series 24 - General Securities Principal Examination
BC
Issued 07/07/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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