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Alaukika Pradeep Vaishnav

Foreside Fund Services, LLC

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About Alaukika Pradeep Vaishnav

Alaukika Vaishnav is a Registered Representative with Foreside Fund Services, LLC. Alaukika is based in Tampa, Florida and has been in the industry since June 2021. Alaukika holds the Series 7TO and SIE exams. Prior to joining Foreside Fund Services, LLC, Alaukika was associated with Raymond James & Associates, Inc.

Firm Information

Alaukika Vaishnav is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alaukika Vaishnav’s Registration & Firm History

FL

02/16/2023 - Present

Foreside Fund Services, LLC (Tampa FL)

FL

09/05/2019 - 05/12/2021

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

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Licenses & Designations

BC

Issued 09/05/2019

Series 7TO - General Securities Representative Examination

BC

Issued 03/02/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alaukika Pradeep Vaishnav.
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