Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alastair? Claim Your ProfileAlastair Edward Hawker is a financial professional with over 17 years of experience in the industry. Alastair currently works at Citigroup Global Markets Inc. where they have been registered since 2020. Previously, Alastair worked at QUANTITATIVE BROKERS, LLC, Goldman, Sachs & Co., and Goldman Sachs Execution & Clearing, L.P. Alastair holds multiple licenses including Series 3, 17, 24 and 63. They are also registered with FINRA and hold registrations in all 50 states. Alastair specializes in portfolio management for both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
06/24/2020 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
01/08/2016 - 03/31/2020
QUANTITATIVE BROKERS, LLC (New York NY)
NY
08/09/2013 - 06/24/2015
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
08/02/2010 - 08/16/2013
GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)
NY
10/21/2002 - 08/02/2010
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 11/21/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/22/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2013
Series 3 - National Commodity Futures Examination
BC
Issued 10/18/2002
Series 17 - Limited Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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