linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Alap Balkrishna Patel

Northwestern Mutual Investment Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Alap? Claim Your Profile

About Alap Balkrishna Patel

Alap Patel is a registered representative with Northwestern Mutual Investment Services, LLC. Alap is a licensed investment advisor representative in Illinois. Alap has been in the industry since 2006 and is active in both brokerage and investment advisory capacities. In addition to the Series 66 and SIE licenses, Alap has also obtained the Series 7 license. Alap is registered in 41 states for broker-dealer activities and is registered in Illinois for investment advisory services. Alap has been with Northwestern Mutual since 2007 and has also previously worked with Transmarket Group L.L.C. Alap works with individuals, high-net-worth individuals, banking or thrift institutions, and other investment advisors. In addition to working with Northwestern Mutual, Alap also owns Alap Patel Enterprises, LLC and works with Vision Tree Services, LLC.

Firm Information

Alap Patel is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Referral fees

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Alap Patel’s Registration & Firm History

IL

05/15/2007 - Present

Northwestern Mutual Investment Services, LLC (CHICAGO IL)

IL

12/08/2005 - 06/27/2006

TRANSMARKET GROUP L.L.C. (NORTHFIELD IL)

Not sure if Alap Balkrishna Patel is right for you?

Licenses & Designations

BOTH

Issued 02/08/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/07/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Alap Balkrishna Patel. Review regulatory record here.
Not sure if Alap Balkrishna Patel is right for you?