Unclaimed
Alani Ola Charles is a financial professional with over 5 years of experience in the financial services industry. Alani is currently registered with Fidelity Brokerage Services LLC. Alani holds licenses including Series 4, 7, 9, 10, 63 and SIE. Alani is registered to provide investment advice and services in all 50 states, District of Columbia, Puerto Rico and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
08/09/2018 - Present
Fidelity Brokerage Services LLC (JACKSONVILLE FL)
BC
Issued 08/24/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/30/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/28/2021
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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