Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alana? Claim Your ProfileAlana Scott is an experienced financial professional with over 15 years of experience in the industry. Alana is currently registered with Raymond James & Associates, Inc. in California and Texas. Previously, Alana was registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED in California. Alana holds the Series 7 and Series 66 licenses as well as the SIE exam. Alana is dedicated to providing personalized financial advice and guidance to individuals, families, and businesses. Alana has a particular interest in serving high-net-worth individuals and families, as well as charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/19/2021 - Present
Raymond James & Associates, Inc. (MODESTO CA)
CA
02/11/2008 - 07/03/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MODESTO CA)
BOTH
Issued 06/19/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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