Unclaimed
Alana M. Jennings is a financial professional with over 18 years of experience in the industry. Alana currently works at Healthcare Community Securities Corp. in Rensselaer, New York. Alana is licensed to provide securities and investment advisory services in New York. Previously, Alana was registered with MML Investors Services, LLC in Latham, New York, Pentegra Distributors Inc. in White Plains, New York, Transamerica Investors Securities Corporation in Harrison, New York, LPL Financial LLC in Slingerlands, New York, TIAA-CREF Individual & Institutional Services, LLC in Latham, New York, NRP Financial, INC. in Slingerlands, New York, First Albany Corporation in New York, New York, Sunamerica Capital Services, INC. in Jersey City, New Jersey, Sunamerica Securities, INC. in Phoenix, Arizona, and Putnam Mutual Funds Corp. in Boston, Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Custom portfolio management strategies for businesses to achieve long-term growth.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
08/27/2024 - Present
Healthcare Community Securities Corp. (RENSSELAER NY)
NY
10/18/2021 - 03/25/2024
MML INVESTORS SERVICES, LLC (LATHAM NY)
NY
03/13/2020 - 10/01/2020
PENTEGRA DISTRIBUTORS INC. (WHITE PLAINS NY)
NY
03/09/2018 - 07/30/2018
TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)
NY
03/25/2011 - 09/09/2014
LPL FINANCIAL LLC (SLINGERLANDS NY)
NY
04/22/2010 - 09/24/2010
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (LATHAM NY)
NY
02/05/2008 - 02/26/2010
NRP FINANCIAL, INC. (SLINGERLANDS NY)
NY
10/25/1999 - 09/11/2002
FIRST ALBANY CORPORATION (NEW YORK NY)
NJ
07/15/1997 - 11/10/1999
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
AZ
05/17/1996 - 07/15/1997
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
MA
10/29/1992 - 03/18/1996
PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)
IA
Issued 08/26/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/30/2018
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 07/01/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/30/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/04/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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