Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Zafran is a registered investment advisor representative associated with IEQ Capital, LLC. Alan has been in the industry for over 30 years and has experience with firms such as Merrill Lynch, Pierce, Fenner & Smith Incorporated, Goldman, Sachs & Co., and First Republic Securities Company, LLC. Alan holds a variety of licenses including Series 3, 7, 10, 22, 30, 31, 63 and 65. Alan focuses on providing financial planning and portfolio management services for high-net-worth individuals and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
03/25/2020 - Present
IEQ Capital, LLC (FOSTER CITY CA)
CA
01/18/2013 - 06/04/2019
FIRST REPUBLIC SECURITIES COMPANY, LLC (Palo Alto CA)
CA
04/28/1997 - 05/19/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MENLO PARK CA)
NY
10/25/1990 - 05/08/1997
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 01/28/2013
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/12/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/19/2016
Series 30 - NFA Branch Manager Examination
BC
Issued 06/06/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/06/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2013
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 11/20/2012
Series 3 - National Commodity Futures Examination
BC
Issued 09/17/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 10/23/1990
Series 7 - General Securities Representative Examination
Active
Inactive
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