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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Yakuboff is a financial advisor in Woodbury, NY. Alan is registered with Kingsview Wealth Management, LLC. Alan's professional experience includes working as a financial advisor at Wells Fargo Advisors LLC, Wells Fargo Clearing Services, LLC and Kingsview Partners. Alan has been in the financial industry since 1981 and has passed the Series 31, 5, 63, 65 and 7 exams. Alan specializes in investment management for individuals, investment companies and businesses. Alan also offers financial planning and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
04/20/2021 - Present
Kingsview Wealth Management, LLC (Woodbury NY)
NY
03/19/2010 - 01/22/2019
WELLS FARGO CLEARING SERVICES, LLC (GARDEN CITY NY)
NY
06/01/2009 - 03/22/2010
MORGAN STANLEY SMITH BARNEY (GARDEN CITY NY)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (GARDEN CITY NY)
NY
02/12/2001 - 04/02/2007
MORGAN STANLEY DW INC. (GARDEN CITY NY)
NY
09/29/1995 - 02/12/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/31/1993 - 10/10/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
08/12/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
03/28/1988 - 08/12/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
11/18/1987 - 03/31/1988
J. T. MORAN & CO., INC.
NA
05/18/1984 - 12/03/1987
BEAR, STEARNS & CO. INC.
NA
10/08/1981 - 05/29/1984
SHEARSON LEHMAN/AMERICAN EXPRESS INC.
IA
Issued 12/21/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/15/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 10/17/1981
Series 5 - Interest Rate Options Examination
BC
Issued 09/19/1981
Series 7 - General Securities Representative Examination
Active
Inactive
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