Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Xu is a financial professional with experience in the investment banking industry. Alan has been a registered representative since April 2018, and holds the Series 63, SIE, and Series 79 licenses. Alan is currently employed by Rothschild & Co. US Inc., where Alan is registered as a broker. Previously, Alan worked at Stout Risius Ross Advisors, LLC from January 2018 to April 2018. Alan is licensed in California and holds an active broker-dealer registration.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
04/26/2018 - Present
Rothschild & Co. US Inc. (Santa Monica CA)
CA
01/18/2018 - 04/02/2018
STOUT RISIUS ROSS ADVISORS, LLC (LOS ANGELES CA)
BC
Issued 02/06/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Alan Xu is the right advisor for you? Invested Better is here to help.
