Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Wolan has been working in the financial services industry since 2001. Alan is currently registered with Cetera Investment Advisers LLC as an Investment Advisor Representative. Prior to that, Alan worked with FIRST ALLIED SECURITIES, INC. Alan has passed the Series 6, 7, 63, 65 and SIE examinations. Alan works with clients such as individuals, high-net-worth individuals, corporations or other businesses, and charitable organizations. Alan offers a range of services including financial planning, pension consulting, educational seminars, and portfolio management. Alan’s current firm, Cetera Investment Advisers LLC, is a large firm that offers a range of services to clients including financial planning, portfolio management, and investment advisory services.
NORTHBROOK, IL
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
11/03/2022 - Present
Cetera Investment Advisers LLC (NORTHBROOK IL)
IL
06/26/2003 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (Northbrook IL)
MN
07/10/2002 - 07/03/2003
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
IL
10/17/2001 - 06/26/2002
NSA SECURITIES CORPORATION (SCHAUMBURG IL)
IA
Issued 11/21/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/30/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/18/2004
Series 7 - General Securities Representative Examination
BC
Issued 10/16/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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