Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan William Nagase is a financial advisor in Orlando, FL. Alan is registered with Charles Schwab & Co., Inc., which is an investment advisor firm. Alan is also registered with the state of Florida as a broker-dealer. Alan has been in the financial services industry for 11 years, working as a financial advisor since 2013. Alan's previous employers include MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and EURO PACIFIC CAPITAL, INC. Alan has passed the Series 3, SIE, Series 7, Series 9, Series 10 and Series 66 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
FL
05/03/2016 - Present
Charles Schwab & CO., Inc. (Orlando FL)
FL
02/07/2013 - 04/19/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
FL
10/22/2010 - 05/31/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PALM BEACH GARDENS FL)
FL
10/13/2008 - 10/06/2010
EURO PACIFIC CAPITAL, INC. (NORTH PALM BEACH FL)
BOTH
Issued 12/03/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/17/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/17/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/27/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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