Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Weiss is a financial professional with over 30 years of experience in the industry. Currently, Alan is registered with R. F. Lafferty & Co., Inc. and has been with the firm since June 2020. Previously, Alan held positions with J.H. Darbie & Co., Inc., Newbridge Securities Corporation, Legend Securities, Inc., Maxim Group LLC, EarlyBirdCapital, Inc., GKN Securities Corp., Andover Brokerage, L.L.C., ETG, L.L.C., and D. H. Blair & Co., Inc. Alan is a Series 7, Series 55, Series 57TO, and SIE licensed professional. Alan's specialties include Portfolio Management for Individuals and Selection of Other Advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NY
06/22/2020 - Present
R. F. Lafferty & CO., Inc. (NEW YORK NY)
NY
02/27/2017 - 07/06/2020
J.H. DARBIE & CO., INC. (NEW YORK NY)
NY
10/10/2016 - 03/01/2017
NEWBRIDGE SECURITIES CORPORATION (NEW YORK NY)
NY
11/07/2013 - 10/06/2016
LEGEND SECURITIES, INC. (NEW YORK NY)
NY
01/23/2006 - 11/13/2012
MAXIM GROUP LLC (NEW YORK NY)
NY
12/04/2000 - 01/20/2006
EARLYBIRDCAPITAL, INC. (MELVILLE NY)
NY
01/06/2000 - 08/07/2001
GKN SECURITIES CORP. (NEW YORK NY)
NY
01/06/2000 - 01/20/2000
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
NY
01/14/1999 - 04/28/1999
ETG, L.L.C. (NEW YORK NY)
NY
08/27/1991 - 01/11/1999
GKN SECURITIES CORP. (NEW YORK NY)
NY
12/22/1989 - 09/05/1991
D. H. BLAIR & CO., INC. (NEW YORK NY)
BC
Issued 12/29/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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