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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Torrey is a financial advisor with Ameriprise Financial Services, LLC. Alan is a registered representative and investment advisor representative in California and Nevada. Alan has over 28 years of experience in the financial services industry. Alan provides a wide range of financial planning services to individuals, families, and businesses. Alan's areas of expertise include asset allocation, retirement planning, and college savings planning. Alan has also been a registered representative for Citigroup Global Markets Inc. and Charles Schwab & Co., Inc. in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
08/01/2024 - Present
Ameriprise Financial Services, LLC (ROSEVILLE CA)
CA
06/27/2007 - 11/26/2007
LIBERTY GROUP, LLC (OAKLAND CA)
CA
08/12/2005 - 06/21/2007
CITIGROUP GLOBAL MARKETS INC. (PALO ALTO CA)
TX
07/05/1994 - 05/05/2005
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IA
Issued 12/20/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/30/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/12/2007
Series 24 - General Securities Principal Examination
BC
Issued 04/03/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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