Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Robello is a financial advisor in SACRAMENTO, CA. Alan has been in the financial services industry for over 35 years and has been registered with the Securities and Exchange Commission (SEC) since 1994. Alan is currently affiliated with Avisen Advisors, LLC. Prior to that, Alan was affiliated with Round Hill Securities, Inc., Wells Fargo Van Kasper, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Kidder, Peabody & Co. Incorporated. Alan has a broad range of experience in the financial services industry, including investment advisory, portfolio management, and compliance. Alan has a strong track record of providing financial advice and investment management services to a wide range of clients, including individuals, families, businesses, and charitable organizations. Alan is committed to providing his clients with personalized financial advice and investment strategies that are tailored to their individual needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
02/08/2010 - Present
Avisen Advisors, LLC (SACRAMENTO CA)
CA
06/20/2001 - 10/27/2003
ROUND HILL SECURITIES, INC. (ALAMO CA)
CA
02/09/1996 - 06/27/2001
WELLS FARGO VAN KASPER, LLC (SAN FRANCISCO CA)
NY
12/23/1994 - 03/08/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/10/1988 - 01/04/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
09/22/1987 - 06/14/1988
BARABAN SECURITIES, INC.
IA
Issued 01/30/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/11/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 05/14/2003
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 06/30/1998
Series 4 - Registered Options Principal Examination
BC
Issued 06/11/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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