Invested Better
Unclaimed

Unclaimed

Unclaimed

Alan Wayne Randall

Nylife Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Alan? Claim Your Profile

About Alan Wayne Randall

Alan Randall is a financial advisor with over 25 years of experience in the industry. Alan is currently registered with Nylife Securities LLC, working out of their Bethesda, MD office. Alan is also registered in District of Columbia, Maryland and Virginia. Alan has passed the Series 6, Series 63 and SIE exams. Alan's expertise includes investments in the areas of Variable Annuities and mutual funds.

Firm Information

Alan Randall is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Alan Randall’s Registration & Firm History

MD

08/09/1996 - Present

Nylife Securities LLC (BETHESDA MD)

Not sure if Alan Wayne Randall is right for you?

Licenses & Designations

BC

Issued 02/16/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/08/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alan Wayne Randall.
Not sure if Alan Wayne Randall is right for you?