Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Walter Chais is a financial advisor with over 50 years of experience in the financial services industry. Alan is registered with Wells Fargo Clearing Services, LLC. Alan has also been registered with CITIGROUP GLOBAL MARKETS INC., LEHMAN BROTHERS INC., E. F. HUTTON & COMPANY INC, DUPONT WALSTON, INCORPORATED, DUPONT GLORE FORGAN INCORPORATED, and WEIS SECURITIES, INC. Alan holds Series 7TO, SIE, PC, and Series 1 licenses. Alan has been registered with the following states: California, Colorado, Connecticut, Florida, Georgia, Illinois, Maryland, Massachusetts, Missouri, New Jersey, New Mexico, New York, North Carolina, Ohio, Pennsylvania, and Virginia. Alan's current firm, Wells Fargo Clearing Services, LLC, manages more than $500 billion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/09/2008 - Present
Wells Fargo Clearing Services, LLC (AVENTURA FL)
FL
07/31/1993 - 06/26/2008
CITIGROUP GLOBAL MARKETS INC. (AVENTURA FL)
NY
02/15/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
03/14/1974 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
07/02/1973 - 09/05/1975
DUPONT WALSTON, INCORPORATED
NA
06/10/1971 - 07/02/1973
DUPONT GLORE FORGAN INCORPORATED
NA
12/11/1970 - 07/02/1971
WEIS SECURITIES, INC.
IA
Issued 06/07/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/28/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/1977
PC - AMEX Put and Call Exam
BC
Issued 10/27/1969
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Alan Chais is the right advisor for you? Invested Better is here to help.
