Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan W Gray is a registered representative with First Citizens Investor Services, Inc. in Charlotte, North Carolina. Alan has been in the securities industry since 2005. Prior to joining First Citizens Investor Services, Inc., Alan worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Mercer Allied Company, L.P., PrimeVest Financial Services, Inc., and MML Investors Services, Inc. Alan has a broad range of experience in the securities industry, including financial planning, portfolio management for individuals and businesses, and selection of other advisers. Alan is also registered with the state of North Carolina as an Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NC
08/25/2017 - Present
First Citizens Investor Services, Inc. (CHARLOTTE NC)
NC
10/04/2011 - 07/31/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NY
10/22/2008 - 09/01/2011
MERCER ALLIED COMPANY, L.P. (LATHAM NY)
FL
10/03/2006 - 07/31/2008
PRIMEVEST FINANCIAL SERVICES, INC. (POMPANO BEACH FL)
FL
10/12/2004 - 07/31/2006
MML INVESTORS SERVICES, INC. (FT LAUDERDALE FL)
BOTH
Issued 06/07/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/23/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/15/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2009
Series 7 - General Securities Representative Examination
BC
Issued 10/11/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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