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Alan Tsutoma Osaki

PFS Investments Inc.

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About Alan Tsutoma Osaki

Alan Tsutoma Osaki is an Investment Advisor Representative at PFS Investments Inc. and has been in the industry since 1993. Alan has been registered with the state of Washington since 1993. Alan has a Series 6, 63, 26 and 65 license. Alan also holds the SIE designation. Alan is a registered investment advisor representative in California, Florida, Hawaii, Oregon and Washington. Alan is also a registered investment advisor in Washington. Alan has passed the Uniform Securities Agent State Law Examination, the Uniform Investment Adviser Law Examination, the Investment Company Products/Variable Contracts Principal Examination, the Securities Industry Essentials Examination, and the Investment Company Products/Variable Contracts Representative Examination. Alan specializes in providing financial planning and portfolio management services. Alan also offers other services such as insurance, loan, home security, and automation products.

Firm Information

Alan Osaki is currently registered with PFS Investments Inc.. PFS Investments Inc. is a Corporation that was formed in 1981 and is headquartered in Duluth, GA. The firm provides portfolio management for individuals. They manage approximately $8,461,983,895 in regulatory assets for 59,808 total accounts. PFS Investments Inc. is registered with the SEC and in 53 states.
PFS Investments Inc.

1 PRIMERICA PARKWAY

DULUTH, GA 30099-0001

$8.46B

Assets Under Management

Not reported

Total Clients

17,935

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Alan Osaki’s Registration & Firm History

WA

04/12/2022 - Present

PFS Investments Inc. (BURIEN WA)

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Licenses & Designations

IA

Issued 11/19/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/15/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/13/1995

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Alan Tsutoma Osaki. Review regulatory record here.
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