Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Brum is an active investment advisor representative. Alan Brum has been in the financial industry for 27 years. Alan Brum is currently employed at Kestra Advisory Services, LLC. Alan Brum has worked at several other financial institutions, including TD Ameritrade, Inc. and Morgan Stanley & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
03/09/2021 - Present
Kestra Advisory Services, LLC (East Brunswick NJ)
NJ
07/15/2010 - 01/06/2021
TD AMERITRADE, INC. (JERSEY CITY NJ)
NJ
03/30/2009 - 05/12/2010
ADVISORS ASSET MANAGEMENT, INC. (BERKELEY HEIGHTS NJ)
NJ
05/03/2007 - 02/10/2009
MORGAN STANLEY & CO. INCORPORATED (JERSEY CITY NJ)
NJ
06/05/2006 - 05/07/2007
PNC INVESTMENTS (HOPEWELL NJ)
TN
10/20/1995 - 11/17/2005
ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. (NASHVILLE TN)
NJ
06/02/1994 - 10/05/1995
FIRST INVESTORS CORPORATION (EDISON NJ)
BOTH
Issued 01/10/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/28/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/2009
Series 24 - General Securities Principal Examination
BC
Issued 08/17/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2006
Series 7 - General Securities Representative Examination
BC
Issued 05/27/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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