Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Timothy Rodriguez is a financial advisor who has been in the industry since September 2, 1987. Alan is currently registered with American Trust Investment Services, Inc. in Chicago, Illinois. Alan has been with American Trust Investment Services, Inc. since June 13, 2013. Prior to joining American Trust Investment Services, Inc. Alan was registered with NDX TRADING, INC. in La Grange, Illinois from March 13, 2009 to July 22, 2013. Alan is licensed to sell securities in California, Illinois and Indiana. Alan holds the Series 3, 7, 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
06/13/2013 - Present
American Trust Investment Services, Inc. (CHICAGO IL)
IL
03/13/2009 - 07/22/2013
NDX TRADING, INC. (LA GRANGE IL)
IL
07/30/2004 - 03/13/2009
TRADERIGHT SECURITIES, INC. (LOCKPORT IL)
IL
03/13/2001 - 07/22/2004
BIRKELBACH INVESTMENT SECURITIES, INC. (CHICAGO IL)
NY
11/15/2000 - 03/07/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
MO
10/23/1990 - 11/24/2000
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NA
04/03/1989 - 10/18/1990
HAMILTON INVESTMENTS, INC.
NA
09/16/1988 - 04/19/1989
DAVID A. NOYES & COMPANY
NA
08/25/1988 - 10/12/1988
J. W. GANT & ASSOCIATES, INC.
NA
08/18/1987 - 09/23/1988
DUNHILL INVESTMENTS LTD.
NA
04/05/1988 - 08/30/1988
R A F FINANCIAL CORPORATION
NA
01/04/1988 - 04/21/1988
GREENTREE SECURITIES CORP.
NA
08/18/1987 - 12/31/1987
BROOKS WEINGER ROBBINS & LEEDS INC.
BC
Issued 09/15/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/1987
Series 7 - General Securities Representative Examination
BC
Issued 04/03/1987
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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