Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Topolski is a financial professional with over 20 years of experience in the industry. He is currently registered as a Registered Representative and Investment Adviser Representative with Cadaret, Grant & Co., Inc. in Syracuse, NY. Alan has previously worked with a number of other firms including LPL Financial, Cetera Advisors, AXA Advisors, and Fifth Third Securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
03/25/2024 - Present
Cadaret, Grant & CO., Inc. (SYRACUSE NY)
SC
04/21/2023 - 12/07/2023
LPL FINANCIAL LLC (FORT MILL SC)
KS
03/06/2012 - 03/29/2023
CETERA ADVISORS LLC (OVERLAND PARK KS)
OH
01/17/2012 - 02/13/2012
AXA ADVISORS, LLC (CINCINNATI OH)
KS
08/01/2011 - 12/31/2011
MULTI-FINANCIAL SECURITIES CORPORATION (OVERLAND PARK KS)
OH
04/17/2009 - 04/28/2011
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
KY
12/07/2000 - 03/16/2009
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
BOTH
Issued 11/30/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/20/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/06/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/10/2009
Series 24 - General Securities Principal Examination
BC
Issued 03/12/2008
Series 4 - Registered Options Principal Examination
BC
Issued 05/16/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/26/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/21/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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