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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Thomas Schauer is a financial advisor with Cambridge Investment Research Advisors, Inc. Alan has been in the financial services industry since 1993. Alan is registered in 27 states and is a Certified Financial Planner and a Chartered Financial Consultant. Alan provides financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses. Alan is also a member of the Society of Research Administrators International.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
OH
01/03/2017 - Present
Cambridge Investment Research Advisors, Inc. (CINCINNATI OH)
OH
01/04/2008 - 10/31/2008
INTEROCEAN SECURITIES LLC (CINCINNATI OH)
OH
08/04/2006 - 01/28/2008
LPL FINANCIAL CORPORATION (CINCINNATI OH)
OH
01/15/2002 - 08/07/2006
VALMARK SECURITIES, INC. (BLUE ASH OH)
NY
01/22/1993 - 01/18/2002
NEW ENGLAND SECURITIES (NEW YORK NY)
BC
Issued 01/21/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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