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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Matlosz is a financial advisor with Stifel, Nicolaus & Company, Inc. in Denver, CO. Alan has been working in the securities industry since 1992 and has been registered with Stifel since 2019. Alan's prior work experience includes George K. Baum & Company and Norwest Investment Services, Inc. Alan has a broad range of experience and holds a number of licenses and certifications, including Series 7, Series 50, Series 52TO, Series 63 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
09/27/2019 - Present
Stifel, Nicolaus & Company, Inc. (DENVER CO)
CO
07/20/1994 - 09/27/2019
GEORGE K. BAUM & COMPANY (DENVER CO)
MN
08/27/1992 - 05/24/1994
NORWEST INVESTMENT SERVICES, INC. (MINNEAPOLIS MN)
BC
Issued 09/10/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 08/25/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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