Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Thomas Grobert is a registered investment advisor representative with Seelaus Asset Management, LLC. Alan has been in the industry since 1988. Alan has a strong background in financial planning and portfolio management. Alan is also a registered representative with FINRA and is licensed in several states. Alan has a proven track record of success and is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NJ
04/28/2015 - Present
Seelaus Asset Management, LLC (CHATHAM NJ)
NJ
08/30/1989 - 01/30/1991
THE SEABOARD PLANNING CORPORATION (FLORHAM PARK NJ)
NY
06/29/1989 - 09/06/1989
CARNEGIE INVESTOR SERVICES INC. (NEW YORK NY)
CO
04/06/1989 - 06/27/1989
SECURITIES USA, INC. (ENGLEWOOD CO)
NA
03/09/1989 - 04/08/1989
MONMOUTH INVESTMENTS, INC.
NY
05/25/1988 - 03/10/1989
INVESTORS CENTER, INC. (HAUPPAGUE NY)
BOTH
Issued 02/13/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/02/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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